Looking For New Opportunities?

Compliance Officer – Consumer Credit

  • : £70,000-£90,000 + Benefits and Bonus
  • : Permanent
  • : Northamptonshire
  • : Global Organisation


Share This Job

Cash Flow Lending Credit Risk Commercial Lending Analytical Skills Legal Compliance Regulatory Compliance Compliance Management Contract Management Credit Consumer Lending

Job Specification

My Client is a leading UK business with a requirement for a Senior Compliance professional to work in a high visibility / high impact role providing hands-on experience developing and implementing an effective compliance framework and provide compliance leadership to identify, assess, advise on and mitigate all compliance risks to the business and subsidiary firms.

Duties and Responsibilities


  • Create and develop Compliance Reporting suite for leadership teams and Board of Directors on the effectiveness of the compliance framework, areas to improve and horizon spotting relevant C developments
  • Determine and implement business-wide policies with respect to key areas of the UK Conduct Regulations and guidelines
  • Help to roll out and implement policies, procedures and processes and provide the necessary guidance and training to achieve a robust culture of compliance.
  • Develop a compliance training program with training for all new employees as well as ongoing training for all employees and managers.


  • Interpret and circulate regulatory updates, draft regulatory responses, write policies and perform legal analysis
  • Take ownership of other legal matters as necessary
  • Be the key point of contact for external audit, regulators, lawyers and solicitors

Ideal Experience

You will have:

  • Recent experience in a Senior / Lead Compliance role within a Financial Services company.
  • Detailed understanding of FCA regulatory system, especially with regards to the Responsible Lending directives and the Consumer Credit Sourcebook (CONC) regulations.
  • Proven track record of implementing a regulatory compliant monitoring programme.
  • Excellent project management and organisational skills.
  • Ability to simplify technical or complex concepts and issues to help communicate solutions effectively at all levels of the business from Sales to Executive Management.
  • Strong communication skills with the ability to persuade, influence and build rapport with others and to effectively impart specialist knowledge and build capability in others.
  • Commitment to ensuring standards and controls are established and maintained in the workplace.

Starting Date: ASAP



People Also Viewed

VP - Model Validation - Quantitative Analytics

  • : £80,000 to £120,000
  • : London
  • : Permanent
  • : Global Organisation

Risk Models Quantitative Analyst Model Validation Quantitative Risk


Senior Manager - Algorithmic and Machine Learning

  • : AUD 200,000
  • : Australia
  • : Permanent
  • : Global Organisation

Quants Model Approvers Market Risk Operational Risk Compliance Controls Testing Teams Internal Audit External Audit


VP Quantitative Risk - Wholesale Credit Risk Models

  • : £85,000 to £125,000
  • : London
  • : Permanent
  • : Global Organisation

Quantitative Credit Risk Model R SAS Python


Risk Methodology Quant - Market Risk

  • : £75,000
  • : London
  • : Permanent
  • : Global Organisation

Python Risk Management Regulatory Requirements Regulatory Submissions Market Risk R Business Administration Quantitative Investing Stress Testing


Model Risk - Advisory

  • : £75,000 to £100,000
  • : London
  • : Permanent
  • : Global Organisation

Quant Buyside Valuations Models Risk Governance Insurance Pensions Asset Management


Quantitative Analyst - Machine Learning Engineer

  • : £95,000 - £120,000
  • : London
  • : Permanent
  • : Global Organisation

Problem Solving Data Mining Project Management Data Science Data Visualization Analytical Skills Statistical Modeling Artificial Intelligence (AI) Pattern Recognition Machine Learning


Can't find the role that you are looking for?

Due to reasons of confidentiality, there are additional mandates we are actively working on that are not advertised.

If you are currently working in one of our specialist areas and are keen to explore new opportunities,please reach out to one of our experienced consultants, discretion is assured and all communications will be strictly confidential.

Contact Us


   + 44 (0) 203 772 4567


© 2009 Maxfield Search. All rights reserved