Looking For New Opportunities?

Compliance Officer – Consumer Credit

  • : £70,000-£90,000 + Benefits and Bonus
  • : Permanent
  • : Northamptonshire
  • : Global Organisation

This Role Is Now Closed

However, we would still like to hear from you as we regularly have similar roles. Please contact us on:

Tel: + 44 (0) 203 772 4567

Cash Flow Lending Credit Risk Commercial Lending Analytical Skills Legal Compliance Regulatory Compliance Compliance Management Contract Management Credit Consumer Lending

Job Specification

My Client is a leading UK business with a requirement for a Senior Compliance professional to work in a high visibility / high impact role providing hands-on experience developing and implementing an effective compliance framework and provide compliance leadership to identify, assess, advise on and mitigate all compliance risks to the business and subsidiary firms.

Duties and Responsibilities


  • Create and develop Compliance Reporting suite for leadership teams and Board of Directors on the effectiveness of the compliance framework, areas to improve and horizon spotting relevant C developments
  • Determine and implement business-wide policies with respect to key areas of the UK Conduct Regulations and guidelines
  • Help to roll out and implement policies, procedures and processes and provide the necessary guidance and training to achieve a robust culture of compliance.
  • Develop a compliance training program with training for all new employees as well as ongoing training for all employees and managers.


  • Interpret and circulate regulatory updates, draft regulatory responses, write policies and perform legal analysis
  • Take ownership of other legal matters as necessary
  • Be the key point of contact for external audit, regulators, lawyers and solicitors

Ideal Experience

You will have:

  • Recent experience in a Senior / Lead Compliance role within a Financial Services company.
  • Detailed understanding of FCA regulatory system, especially with regards to the Responsible Lending directives and the Consumer Credit Sourcebook (CONC) regulations.
  • Proven track record of implementing a regulatory compliant monitoring programme.
  • Excellent project management and organisational skills.
  • Ability to simplify technical or complex concepts and issues to help communicate solutions effectively at all levels of the business from Sales to Executive Management.
  • Strong communication skills with the ability to persuade, influence and build rapport with others and to effectively impart specialist knowledge and build capability in others.
  • Commitment to ensuring standards and controls are established and maintained in the workplace.

Starting Date: ASAP

People Also Viewed

Product Controller - Structured Rates

  • : £75,000
  • : London - City
  • : Permanent
  • : Global Organisation

Structured Rates Variable Annuity Regulatory Capital Financing Interest Rate Swaps


Director Liquidity Risk Management

  • : £110,000 - £120,000
  • : London - City
  • : Permanent
  • : Global Organisation

Liquidity Risk ILAAP Corporate Banking Wholesale banking Capital Markets Institutional Banking


Equity Arbitrage Trader/PM

  • : £80k + Percentage of PnL
  • : London
  • : Permanent
  • : Global Organisation

Python SQL Algorithmic Trading Analytical Skills C++ Hedge Funds High Frequency Trading Equity Trading Arbitrage


Relationship Manager - Commodities Markets

  • : c.£70,000 to £80,000 + Benefits and Bonus
  • : London
  • : Permanent
  • : Global Organisation

Agricultural Energy Mining Structured Finance


Information Technology Risk Analyst

  • : £50k - £60k + Benefits and Bonus
  • : London - City
  • : Permanent
  • : Global Organisation

Information Security Info Sec IT Risk Operational Resilience Cyber Risk PSD2 Payment Risk


VP Quantitative Risk - Wholesale Credit Risk Models

  • : £85,000 to £125,000
  • : London
  • : Permanent
  • : Global Organisation

Quantitative Credit Risk Model R SAS Python


Can't find the role that you are looking for?

Due to reasons of confidentiality, there are additional mandates we are actively working on that are not advertised.

If you are currently working in one of our specialist areas and are keen to explore new opportunities,please reach out to one of our experienced consultants, discretion is assured and all communications will be strictly confidential.

Contact Us


   + 44 (0) 203 772 4567


© 2009 Maxfield Search. All rights reserved