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Global Fund Manager - Conduct Risk / Conflicts of Interest SME

  • : £100k-£125k - Pro Rated
  • : Contract - 6 Months
  • : London
  • : Bank

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Conflict of Interest Conflict Enterprise Risk Management Regulatory Requirements Risk Management Analytical SME Risk Frameworks Compliance Monitoring Asset Management



Job Specification

A leading global Asset Management firm is looking for an experienced Compliance / Conduct Risk professional to work in a contract role spearheading the development of a Conflicts of Interest framework, related metrics and reporting activities and working closely with Compliance Monitoring surrounding Conduct testing and surveillance.

Experience Required

  • Strong understanding of relevant regulatory requirements relating to Conduct and Conflicts of Interest under FCA, PRA and European regimes. Any knowledge of US or ASIA regulations desirable but not essential.
  • Strong experience working in an Asset Management / Investment Management or Fund Management environment is ideal.
  • Proven track record of having designed and implemented Conduct and Conflict of Interest frameworks.
  • Strong communication skills with the ability to persuade, influence and build rapport with others and to effectively impart specialist knowledge and build capability in others.
  • Demonstrated team player with excellent organisation, planning and interpersonal skills.
  • Highly motivated and flexible, with a proven ability to deliver in a challenging and dynamic environment.
  • Display initiative with a demonstrated ability to manage time and priorities.
  • Possess strong analytical and problem-solving skills.
  • Commitment to ensuring standards and controls are established and maintained in the workplace.

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